The standard view of modern human infectious diseases is that many of them arose during the Neolithic when animals were first domesticated, or afterwards. Here we review recent genetic and molecular clock estimates that point to a much older Paleolithic origin (2.5 million years ago to 10,000 years ago) of some of these diseases. During part of this ancient period our early human ancestors were still isolated in Africa. We also discuss the need for investigations of the origin of these diseases in African primates and other animals that have been the original source of many neglected tropical diseases.
Citation:Trueba G, Dunthorn M (2012) Many Neglected Tropical Diseases May Have Originated in the Paleolithic or Before: New Insights from Genetics. PLoS Negl Trop Dis 6(3): e1393. doi:10.1371/journal.pntd.0001393
Editor: Simon Brooker, London School of Hygiene & Tropical Medicine, United Kingdom
Published: March 27, 2012
Copyright: © 2012 Trueba, Dunthorn. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding:The funding for the present work was provided by Universidad San Francisco de Quito. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Competing interests: The authors have declared that no competing interests exist.
A prevailing view of the origins of modern human–specific infectious diseases is that many of them arose and spread during the advent of animal domestication and urbanization in the Neolithic or afterwards –. There is indeed evidence for Neolithic origins in such diseases as measles . One consequence of this view is that the search for the origins of diseases, such as tuberculosis, malaria, pertussis, etc., has focused on domesticated animals and environments outside of Africa.
With new genetics and molecular clock data we are now beginning to understand that some neglected tropical diseases arose much earlier in the Paleolithic, such as tapeworm  or mycobacterial infections . During this time, our hominid ancestors were still isolated in Africa . Given these alternative, and much older, origin hypotheses, we propose that extensive research is needed in tropical environments in Africa. In this manuscript we will focus mainly on the origins of some neglected tropical diseases.
Newer Molecular Methods and Older Potential African Origins
While quite uncommon now, leprosy was first recorded in humans around 600 BC in India . Based on historic documents, it is has been thought that this disease was later brought to Europe during Greek military campaigns . In support of this recent origin theory is an absence of leprosy in pre-Columbian Americans , and little genetic variation among isolates of Mycobacteria leprae , , the causative agent of this infectious disease. By contrast, phylogeographic and single nucleotide polymorphism (SNP) analyses point to M. leprae originating in Africa during the Paleolithic , . This ancient date suggests that the current presence of little genomic variation may be due to a recent bottleneck , , possibly due to M. leprae's low rate of infection . This low infection rate could also explain the absence of leprosy in pre-Columbian Americans, even though their ancestors may have themselves been infected. In support of the SNP analyses, a molecular clock analysis suggests that the ancestor of M. leprae diverged from tubercle bacilli around 66 million years ago (MYA) , , prior to the origins of the genus Homo 2.5 MYA . Analysis of non-synonymous nucleotide substitutions suggests that M. leprae underwent genomic decay between 10 and 20 MYA , .
Other diseases whose origins have been subjected to major debates are treponematoses, which include syphilis (Treponema pallidum subsp. pallidum), bejel (T. pallidum subsp. endemicum), yaws (T. pallidum subsp. pertenue), and pinta (T. pallidum subsp. carateum) . While most of the debate focuses on the origins and spread of Treponema pallidum subsp. pallidum, recent phylogenetic and SNP analyses of treponemal genes suggest that the Old World T. pallidum subsp. pertenue is the oldest lineage . Typical yaws-like lesions have been found in prehistoric human bones and hominids, indicating a Paelolithic origin of treponematosis . The change from casual to venereal route of transmission in Treponema pallidum subsp. pallidum remains a puzzle. Neisseria gonorroheae, another venereal pathogen, may have evolved from a linage of Neisseria meningitides (upper respiratory tract inhabitant) during the Neolithic , and it may be related to the emergence of large villages.
Bordetella pertussis, the etiologic agent of whooping cough, was thought to have originated recently from Bordetella bronchiseptica that was infecting domestic animals such as pigs and dogs –. Although analysis of DNA sequences of multiple loci (MLST) indicated that B. pertussis evolved from B. bronchiseptica , recent molecular clock estimations suggest that the divergence time between B. pertussis and B. bronchiseptica associated with domestic animals is 1.1 and 5.6 MYA  before the origin of the Homo sapiens 0.2 MYA . Genomic decay in B. pertussis may have been the result of evolution among ancestral hominids and adaptation to these hosts , . Additionally, human strains of B. parapertussis (a bacteria causing less severe whooping cough in humans) diverged from animal B. bronchiseptica 0.7 to 3.5 MYA and have evolved from a different clade than B. parapertussis isolated from domestic animals . Therefore, molecular data suggest that B. pertussis and B. parapertussis originated far earlier than the Neolithic period and did not originate in domestic animals .
Abundant problems exist in inferring phylogenetic relationships ; these problems are further exacerbated in molecular clock analyses that attempt to date these relationships –. While keeping these potential methodological problems in mind, recent molecular clock analyses, as well as other genetic investigations using single nucleotide polymorphisms and phylogeography, do tentatively suggest that some of our modern human infectious diseases did not arise with the advent of animal domestication in the Neolithic as previously thought. Rather, these diseases—such as tuberculosis, leprosy, and treponematosis—have a much older origin in the Paleolithic. During this ancient time our hominid ancestors still may have been living in Africa. A deeper understanding of the origins of these diseases and possibly others, then, will require us to investigate them in African primates and other animals.
A Need for Research in African Primates and Other Animals
Most research on the African origins of human infectious diseases focuses on HIV and malaria. Nevertheless, there are some initial studies in other diseases, such as M. leprae being found in primates showing signs of leprosy , . The significance of non-human primate leprosy is unknown because of a lack of genetic information on the etiologic agents. At this point it is not possible to decipher if these primates, like armadillos , contracted their infections from humans, or if they were the original source of this modern human infectious disease. While it is unknown whether this leprosy from non-human primates could be passed to humans, there is some evidence that leprosy from armadillos is zoonotic .
Similarly, T. pallidum subsp. pertenue's infection rates are high in both humans and primates in yaws-endemic areas of West Africa . A simian yaws-like skin disease caused by a variant closely related to the human T. pallidum subsp. pertenue ,  that does not appear to be the result of recent cross infection from humans has been described . It has been shown that inoculation with the simian strain can cause a yaws-like infection in humans, suggesting that cross species transference is also possible . Additionally, T. pallidum subsp.pertenue is reported to cause genital ulcerations in African primates . These data suggest that skin treponematosis may have evolved within African primates and our own ancestral human species.
Pathogen crossing of host species barriers is a common occurrence in natural environments (zoonosis and anthroponosis). However, acquiring traits that enable efficient transmission within a given host species is a more unusual event. Adaptations to new hosts seem to occur more frequently in pathogens infecting phylogenetically related hosts . The recent evolution of human-specific pathogens such as hepatitis B virus –, HIV , human T cell lymphotropic virus (HTLV) , and malaria  from African primates follows this pattern. Other pathogens, such as M. leprae, M. tuberculosis , B. pertussis, B. parapertussis, Treponema pallidum, herpesviruses , papillomaviruses , Helicobacter pylori , Taenia solium, T. saginata , and even human intestinal microbiota , may have coevolved in ancestral hominids in Africa. Close contact with Homo neantherthalensis , or other archaic humans, may have also played a role in the introduction of some of these infectious diseases to modern humans (Figure 1). This evolutionary adaptation to a specific host transmission may be accompanied by a trade-off that reduces the competence to cross host species barriers and may involve genome decay .
Arrows indicate suggested direction of the transmission.
Despite the recent evidence that many human infectious diseases have originated in primates, the study of infectious diseases of primates (especially apes) and other African animals is still a neglected field of research. African primates, including human's closest relatives the chimpanzee and the bonobo, are not only genetically similar to humans, but they also share the same habitats and food as humans in many regions of central Africa. Additionally, many people in this region consume ape meat and are exposed to blood and fluids from these animals . Therefore, African primates remain an untapped source of information required to complete the puzzle of the mechanisms of origin and evolution of many human pathogens. As the genomic data from a wider population of pathogens and microbiota of humans and other animals become available, we will have a better understanding of the distribution of microbial pathogens and commensals and the mechanisms that govern transmission among different animal species. The discovery of the factors involved in crossing the host species barrier and the evolution of human-specific pathogens may help the identification of human activities that can potentially promote the emergence of new infectious diseases. Finally, many of these tropical ancient infections may have caused high mortality and contributed to human evolution, especially the shaping of the human immune system for longer periods of time than previously thought.
Key Learning Points
- Unlike the prevailing view, many human-specific infectious diseases may have originated in the Paleolithic period.
- During the Paleolithic period, many human-specific infectious diseases may have originated in primates, not in domestic animals.
- Crossing the animal species barrier, and evolving to be a host-specific pathogen, is facilitated by phylogenetic relatedness between the host species acting as a pathogen's source and the host species acquiring the new pathogen.
We would like to thank the support of Universidad San Francisco de Quito to GT, and the Alexander von Humboldt Foundation to MD. Thanks also goes to Ricardo Vásquez for the figure and Felix Lankester for his valuable input.
- 1. Diamond J (1998) Guns, germs and steel: the fates of human societies. New York: Norton Press.
- 2. Pearce-Duvet JM (2006) The origin of human pathogens: evaluating the role of agriculture and domestic animals in the evolution of human disease. Biol Rev Camb Philos Soc 8: 369–382.
- 3. Wolfe ND,Dunavan CP,Diamond J (2007) Origins of major human infectious diseases. Nature 17: 279–283.
- 4. Furuse Y,Suzuki A,Oshitani H (2010) Origin of measles virus: divergence from rinderpest virus between the 11th and 12th centuries. Virol J 7: 52.
- 5. Hoberg EP,Alkire NL,de Queiroz A,Jones A (2001) Out of Africa: origins of the Taenia tapeworms in humans. Proc Biol Sci 268: 781–787.
- 6. Gutierrez MC,Brisse S,Brosch R,Fabre M,Omaïs B,et al. (2005) Ancient origin and gene mosaicism of the progenitor of Mycobacterium tuberculosis. PLoS Pathog 1: e5. doi:10.1371/journal.ppat.0010005.
- 7. Forster P (2004) Ice Ages and the mitochondrial DNA chronology of human dispersals: a review. Philos Trans R Soc Lond B Biol Sci 359: 255–264.
- 8. Stone AC,Wilbur AK,Buikstra JE,Roberts CA (2009) Tuberculosis and leprosy in perspective. Am J Phys Anthropol 49: 66–94.
- 9. Gómez-Valero L,Rocha EPC,Latorre A,Silva F (2007) Reconstructing the ancestor of Mycobacterium leprae: The dynamics of gene loss and genome reduction. Genome Res 17: 1178–1185.
- 10. Monot M,Honoré N,Garnier T,Araoz R,Coppée JY,et al. (2005) On the origin of leprosy. Science 308: 1040–1042.
- 11. Monot M,Honoré N,Garnier T,Zidane N,Sherafi D,et al. (2009) Comparative genomic and phylogeographic analysis of Mycobacterium leprae. Nat Genet 41: 1282–1289.
- 12. Smith T (1904) Leprosy. J Mass Assoc Boards Health 14: 214–217.
- 13. Scolnik D,Aronson L,Lovinsky R,Toledano K,Glazier R (2003) Efficacy of a targeted, oral penicillin–based yaws control program among children living in rural South America. Clin Infec Dis 36: 1232–1238.
- 14. Harper KN,Ocampo PS,Steiner BM,George RW,Silverman MS,et al. (2008) On the origin of the treponematoses: a phylogenetic approach. PLoS Negl Trop Dis 2: e148. doi:10.1371/journal.pntd.0000148.
- 15. Rothschild BM,Rothschild C (1996) Treponematoses - origins and 1.5 million years of transition. Hum Evol 11: 225–232.
- 16. Saunders NJ,Hood DW,Moxon ER (1999) Bacterial evolution: bacteria play pass the gene. Curr Biol 9: 180–183.
- 17. Diavatopoulos DA,Cummings CA,Schouls LM,Brinig MM,Relman DA,et al. (2005) Bordetella pertussis, the causative agent of whooping cough, evolved from a distinct, human-associated lineage of B. bronchiseptica. PLoS Pathog 1: e45. doi:10.1371/journal.ppat.0010045.
- 18. Bentley SD,Parkhill J (2004) Comparative genomic structure of prokaryotes. Annu Rev Genet 38: 771–791.
- 19. Felsenstein J (2004) Inferring phylogenies. Sinauer Associates Inc. 664 p.
- 20. Bromham L,Penny D (2003) The modern molecular clock. Nat Rev Genet 4: 216–224.
- 21. Feng L,Reeves PR,Lan R,Ren Y,Gao C,et al. (2008) A recalibrated molecular clock and independent origins for the cholera pandemic clones. PLoS ONE 3: e4053. doi:10.1371/journal.pone.0004053.
- 22. Graur D,Martin W (2004) Reading the entrails of chickens: molecular timescales of evolution and the illusion of precision. Trends Genet 20: 80–86.
- 23. Hubbard GB,Lee R,Eichberg W,Gormus BJ,Xu K,et al. (1991) Spontaneous leprosy in a chimpanzee (Pan troglodytes). Vet Pathol 28: 546–548.
- 24. Clark-Curtiss JE,Docherty MA (1989) A species-specific repetitive sequence in Mycobacterium leprae DNA. J Infec Dis 159: 7–15.
- 25. Truman RW,Singh P,Sharma R,Busso P,Rougemont J,et al. (2011) Probable zoonotic leprosy in the southern United States. N Engl J Med 364: 1626–1633.
- 26. Centurion-Lara A,Molini BJ,Godornes C,Sun E,Hevner K,et al. (2006) Molecular differentiation of Treponema pallidum subspecies. J Clin Microbiol 44: 3377–3380.
- 27. Knauf S,Batamuzi EK,Mlengeya T,Kilewo M,Lejora IA,et al. (2011) Treponema infection associated with genital ulceration in wild baboons. Vet Path. E-pub ahead of print 16 March 2011. doi:10.1177/0300985811402839.
- 28. Davies TJT,Pedersen AB (2008) Phylogeny and geography predict pathogen community similarity in wild primates and humans. Phylog Proc R SocB 275: 1695–1701.
- 29. Simmonds P,Midgley S (2005) Recombination in the genesis and evolution of hepatitis B virus genotypes. J Virol 79: 15467–15476.
- 30. Vartanian JP,Pineau P,Henry M,Hamilton WD,Muller MN,et al. (2002) Identification of a hepatitis B virus genome in wild chimpanzees (Pan troglodytes schweinfurthi) from East Africa indicates a wide geographical dispersion among Equatorial African primates. J Virol 76: 11155–11158.
- 31. Tatematsu K,Tanaka Y,Kurbanov F,Sugauchi F,Mano S,et al. (2009) Genetic variant of hepatitis B virus divergent from known human and ape genotypes isolated from a Japanese patient and provisionally assigned to new genotype. J Virol 83: 10538–10547.
- 32. Keele BF,Van Heuverswyn F,Li Y,Bailes E,Takehisa J,et al. (2006) Chimpanzee reservoirs of pandemic and nonpandemic HIV-1. Science 313: 523–526.
- 33. Wolfe ND,Heneine W,Carr JK,Garcia AD,Shanmugam V,et al. (2005) Emergence of unique primate T-lymphotropic viruses among central African bushmeat hunters. Proc Natl Acad Sci USA 102: 7994–7999.
- 34. Liu W,Li Y,Learn GH,Rudicell RS,Robertson JD,et al. (2010) Origin of the human malaria parasite Plasmodium falciparum in gorillas. Nature 467: 420–425.
- 35. McGeoch DJ,Gatherer D,Dolan A (2005) On phylogenetic relationships among major lineages of the Gammaherpesvirinae. J Gen Virol 86: 307–316.
- 36. Gottschling M,Stamatakis A,Nindl I,Stockfleth E,Alonso A,Bravo IG (2007) Multiple evolutionary mechanisms drive papillomavirus diversification. Mol Biol Evol 24: 1242–1258.
- 37. Linz B,Balloux F,Moodley Y,Manica A,Liu H,et al. (2007) An African origin for the intimate association between humans and Helicobacter pylori. Nature 445: 915–918.
- 38. Ochman H,Worobey M,Kuo C-H,Ndjango J-BN,Peeters M,et al. (2010) Evolutionary relationships of wild hominids recapitulated by gut microbial communities. PLoS Biol 8: e1000546. doi:10.1371/journal.pbio.1000546.
- 39. Green RE,Krause J,Briggs AW,Maricic T,Stenzel U,et al. (2010) A draft sequence of the Neandertal genome. Science 328: 710–722.